&lt;p&gt;&lt;strong&gt;Pipe&lt;/strong&gt;&lt;/p&gt;
&lt;p&gt;Pipe is the modern capital platform built to connect entrepreneurs and business owners to fast, frictionless, dilution-free financing. Pipe turns all forms of revenue into up-front working capital to help companies improve cash flow, scale operations, and grow on their terms.&lt;/p&gt;
&lt;p&gt;This is a full-time, exempt position that is fully remote. Depending on location, shared-office space may be available for in-person work with colleagues. Occasional business travel is possible.&amp;nbsp;*the candidate must reside in and perform job duties in the UK*&lt;/p&gt;
&lt;p&gt;&lt;strong&gt;About the Role&lt;/strong&gt;&lt;/p&gt;
&lt;p&gt;This is a great opportunity to work on a broad range of matters and make a tangible contribution to Pipe’s growth and geographic expansion. This role provides the opportunity to work on a diverse set of projects and issues as the firm grows in the UK and expands into new geographies in the EU. Reporting to a U.S.-based Legal &amp;amp; Compliance Manager, this role also serves as the Money Laundering Registered Officer (“MLRO”) and other representative roles for Pipe Technologies UK Limited.&lt;/p&gt;
&lt;p&gt;You are a collaborative team-player, well-equipped to develop relationships and work closely with colleagues and leaders in other geographies and functional areas, including Finance, Product, Risk, Product, Sales, and Servicing.&lt;/p&gt;
&lt;p&gt;You will work with stakeholders throughout Pipe to support growth in a manner that complies with financial services, AML/CFT, payments, and other relevant requirements in the UK and EU. You will be directly involved in executing Pipe’s compliance management system/program elements, such as compliance monitoring and testing, policies and procedures, training, and serving as a point of contact for external party monitoring, audits, and regulatory exams.&lt;/p&gt;
&lt;p&gt;Prior experience in a compliance role within the UK is required and experience interfacing with regulatory agencies (such as FCA, NCA, and various EU regulators) will be beneficial.&lt;/p&gt;
&lt;p&gt;&lt;strong&gt;Responsibilities&lt;/strong&gt;&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;Execute the Compliance program, including transaction monitoring, investigations, customer due diligence, compliance risk assessments, governance (oversight and reporting), and systems (e.g., GRC, complaints, ethics, prohibited industry lists)&lt;/li&gt;
&lt;li&gt;Coordinate with business and operations teams during the client onboarding approval process in support of an optimal customer experience&lt;/li&gt;
&lt;li&gt;Actively partner with global function teams to execute shared compliance-specific projects and responsibilities&lt;/li&gt;
&lt;li&gt;Perform reviews, monitoring, or testing to identify potential compliance risks and draft compliance reports with recommendations&lt;/li&gt;
&lt;li&gt;Support implementation of policies, systems, controls to reduce risk&lt;/li&gt;
&lt;li&gt;Support development and implementation of the compliance training policy aimed to educate employees about regulatory and legal requirements&lt;/li&gt;
&lt;li&gt;Stay updated on major regulatory changes with impact to the firm&lt;/li&gt;
&lt;li&gt;Effectively interface with regulators on inquiries, filings, and examinations, and external parties on audits, monitoring, and other activities&lt;/li&gt;
&lt;li&gt;Serve as MLRO for UK entity&lt;/li&gt;
&lt;/ul&gt;
&lt;p&gt;&lt;strong&gt;Qualifications&lt;/strong&gt;&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;5+ years of relevant compliance experience at a financial institution or fintech company&lt;/li&gt;
&lt;li&gt;Fundamental understanding and working knowledge of compliance-, anti-money laundering-, and sanctions-related laws and regulations (including UK MLR)&lt;/li&gt;
&lt;li&gt;Experience with one or multiple compliance functions, including transaction monitoring, sanctions screening, customer due diligence, and customer risk assessment&lt;/li&gt;
&lt;li&gt;Experience working with the elements of a compliance program, including risk assessment, monitoring and testing planning, third-party oversight, and compliance training&lt;/li&gt;
&lt;li&gt;Experience effectively communicating compliance risks associated with product proposals and advising stakeholders on developing both customer-facing content and key operational controls&lt;/li&gt;
&lt;/ul&gt;
&lt;p&gt;&lt;strong&gt;Compensation and Benefits&lt;/strong&gt;&lt;/p&gt;
&lt;ul&gt;
&lt;li&gt;We want you to feel like an owner and that should be reflected in your salary and equity.&lt;/li&gt;
&lt;li&gt;The best equipment: we&#39;ll provide it if you want it and it helps you do your job. Computers, monitors, desks, chairs, headphones, speakers, microphones, webcams, keyboards, mice, etc.&lt;/li&gt;
&lt;li&gt;A good work-life balance: we do our best work when we regularly can step away from it and live our lives.&lt;/li&gt;
&lt;li&gt;Flexible vacation and work hours. We don&#39;t adopt conventional work practices that are meaningless for the type of work we do.&lt;/li&gt;
&lt;li&gt;Parental leave for anyone who is growing their family, regardless of gender.&lt;/li&gt;
&lt;li&gt;Great health, dental, and vision insurance.&lt;/li&gt;
&lt;li&gt;Great colleagues: we value a culture of authenticity, humility, and excellence. We want you to make a footprint on our culture.&lt;/li&gt;
&lt;/ul&gt;

Full Time - Remote - Legal

Compliance Manager, UK & EU Region

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